Vol 7 n° 2 - New Psychiatric Classification based on Endophenotypes
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I n   t h i s   i s s u e . . .
Advances in molecular genetics, cellular biology, and
imaging technology justify optimism for the successful
uncovering of the neurobiological bases for many neuro-
psychiatric disorders. These disorders are, however, com-
plex, heterogeneous phenomena that, in all but the
rarest cases, are not caused by a single dysfunctional
protein or gene. Thus, despite the heritability of disor-
ders like depression and schizophrenia (which implies a
genetic basis), no single genetic abnormality is likely to
account for more than a vanishingly small part of the
variance in their appearance and expression. An alter-
native approach described in this issue of Dialogues in
Clinical Neuroscience  is to identify and study endophe-
notypes: neuropsychological, biochemical, physiological,
cognitive, and neuroanatomical traits that are more ele-
mentary components of the disorder and hence reflect
the influence of a manageable number of genes. In this
fashion, psychiatric disorders may be deconstructed in a
way that amplifies the genetic signal relative to the
background noise and aids the search for gene variants
that contribute to the susceptibility to, and expression
of, the illness.
In the State of the art article, Wade H. Berrettini (page
95) introduces the reader to the concept of, and criteria
for, endophenotypes. After presenting two examples of
endophenotypes that are stable and heritable—the P50
auditory evoked potential and working memory deficits
in schizophrenia—Berrettini raises the argument that
endophenotypes may not need to meet the criterion of
heritability in order to be valuable constructs, despite the
obvious usefulness of this criterion in the search for can-
didate genes contributing to psychiatric disorders.
In the first Basic research article, Michael J. Meaney and
Moshe Szyf (page 103) provide a brilliant discussion of
the means by which environmental events (in this case,
licking and grooming behavior of rat pups) can be trans-
duced into epigenomic changes that in a lifelong fashion
alter stress adaptation and behavior. This article then elu-
cidates the neurobiological mechanisms of environmen-
tal modulation and programming of behavior and further
demonstrates that changes in gene expression rather
than sequence differences may encode differences in
behavior.
In the second Basic research  article, David L. Braff and
Gregory A. Light (page 125) lucidly review studies of
endophenotypes in schizophrenia and then focus on
neurophysiological endophenotypes. The clinical, neuro-
biological, and interspecies justifications for focusing on
prepulse inhibition and P50 suppression are presented,
and a case is made for the potential therapeutic impact
of successful endophenotype-based strategies for the dis-
section of genetic vulnerability and gene–environment
interactions in schizophrenia.
In the Poster, Michael F. Egan (page 136) provides an
example of “imaging genomics," ie, the use neuroimag-
ing as a means for amplifying the ability to detect genet-
ic contributions to schizophrenia. His studies of brain-
derived neurotropic factor (BDNF) demonstrate how
neuroimaging phenotypes can be used in conjunction
with biochemical and neuropathological data to clarify
the role of specific genes in brain function and in the risk
for psychiatric disorders.
In the first Clinical research article, Larry J. Siever (page
139) deconstructs several personality disorders (border-
line, schizotypal, and avoidant) into phenomenological
dimensions and biological characteristics that, he per-
suasively argues, will permit the construction of a more
meaningful nosology and clarify the interaction between
environmental influences and underlying genetic vulner-
abilities. Once again, it is proposed that subsyndromal
dynamic phenomena such as impulsive aggression, affec-
tive instability, and altered emotional information pro-
cessing are more genetically transparent than the parent
syndromes.
In the second Clinical research article, Lisa M. Hines, Lara
Ray, Kent Hutchison, and Boris Tabakoff (page 153) sum-
marize the literature on promising endophenotypes in
alcoholism. This comprehensive review describes physio-
logical, metabolic, electrophysiological, behavioral, neuro-
imaging, and biochemical traits that can be used to parti-
tion alcoholics into endophenotypes that suggest both
candidate susceptibility genes and novel pathophysiologi-
cal mechanisms underlying alcohol dependence.
Finally, in the last Clinical research article, Gilbert A. Pre-
ston and Daniel R. Weinberger (page 165) review the
promise and limitations of the endophenotype concept
as it applies to schizophrenia. After reviewing cognitive,
neurophysiological, and neuroimaging data as they relate
to specific candidate gene polymorphisms, they focus on