Vol 8, No 2
- Depression in Medicine
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epression rating scales were introduced into
clinical psychiatry in the 1960s, with the advent of anti-
depressants such as imipramine and phenelzine.
1-3
In the
early trials, both global improvement scales and the
Hamilton Depression Rating Scale (HAM-D) were used.
As discussed by Lam et al,
1
historically the use of depres-
sion symptom scales such as the HAM-D was not a rou-
tine aspect of patient care for frontline mental health
clinicians. The present situation seems to be that we are
facing two prototypes of clinicians, Dr Gestalt, who
uses a global clinical impression scale, and Dr Scales,
who has incorporated the routine use of rating scales into
daily clinical practice.
1
When comparing Dr Gestalt with Dr Scales with respect
to limitations and pitfalls in using depression rating
scales, it seems appropriate to use the functional analysis
proposed by Emmelkamp.
2
According to this proposal,
we can refer to macroanalysis and microanalysis of rat-
ing scales. Macroanalysis focuses on the diagnosis of
depression and thereby the prediction of treatment
response, while microanalysis focuses on outcome mea-
sures of treatment.At the macroanalytic level, it is appro-
priate to discuss depression rating scales such as the
HAM-D in comparison with a diagnostic system of men-
tal disorders such as the
Diagnostic and Statistical Manual
of Mental Disorders
, 4th ed
(DSM-IV)
,
3
while at the
microanalytic level a direct comparison between Dr
Gestalt and Dr Scales is relevant.
Macroanalysis
Emmelkamp
2
used the polythetic algorithms of the
DSM-IV
to illustrate the limitation of the clinical diag-
nosis of depression when developing treatment strategies
for the patients.According to
DSM-IV
, in major depres-
sion five out of nine depression symptoms have to be
2 0 7
C l i n i c a l r e s e a r c h
D
Copyright © 2006 LLS SAS. All rights reserved
www.dialogues-cns.org
Rating scales in depression:
limitations and pitfalls
Per Bech, MD
Keywords:
depression rating scales; HAM-D; antidepressant; major depression;
placebo-controlled trials
Author affiliations:
Psychiatric Research Unit, Frederiksborg General
Hospital,
Hillerød, Denmark
Address for correspondence:
Prof Per Bech, Professor of Psychiatry,
Psychiatric
Research Unit, Frederiksborg General Hospital, 48,
Dyrehavevej, Hillerød, Denmark (e-mail: pebe@fa.dk)
Since the introduction of antidepressants to psy-
chopharmacology in the 1960s, the Hamilton Depression
Rating Scale (HAM-D) has been the most frequently used
rating scale for depression. When used as a scale for pre-
diction of outcome with antidepressants, the HAM-D, by
its total score, has obtained limited use analogous to the
Diagnostic and Statistical Manual of Mental Disorders
.
4th ed
(DSM-IV)
diagnosis of major depression. Most
research has been devoted to the use of the HAM-D to
discriminate between placebo and active drugs or to
show dose-response relationship in patients with major
depression. An improvement in the total HAM-D score
during a drug trial does not, however, in itself qualify
the drug as an antidepressant, because the total score is
not a sufficient statistic. The problem of statistical versus
clinical significance when analyzing placebo-controlled
trials, including dose-response relationship, is outlined,
with the recommendation to use effect size statistics.
© 2006, LLS SAS
Dialogues Clin Neurosci
. 2006;8:207-215.